The 7 elements of a compliance program



Based on the Federal Sentencing Guidelines, this infographic sets out the seven elements to create and monitor an effective compliance culture—and helps you explain it to your board.

The Federal Sentencing Guidelines aren’t known for being the most intuitively organized, but that’s okay: Broadcat has your back. We’ve arranged the elements of a compliance program into seven categories, making it way easier to present to your board.

What does it cover?

Program Essentials